Business, Operational & Regulatory Knowledge to build a Compliant  Investment Firm

A  library of 5 minute micro-talks and 1-hour, CPD-accredited courses covering Business, Operational and all the Regulatory Knowledge that those working in Investment firms need to develop experience in all areas to develop your career and ultimately build a successful and compliant Investment firm. 

Knowledge Library

Irish Financial Broker (Savings, Investments & Life Insurance)

INTRO TO THE FKP FINANCIAL BROKER KNOWLEDGE LIBRARY

This is an Introduction to the Programme of 5 min micro-talks and 1 hour CPD courses to teach Financial Brokers everything they need to know from an Operational, Compliance and Regulatory standpoint to build a fully compliant business. Talks and Courses include: 1. Financial Broker Regulation Universe 2. Building "Best-in-class" Client Service workflows for each firm type (e.g. Life Assurance, Pensions, etc..) 3. The 14 Roles of Compliance and building a fully compliant business  4. 1 hour CPD courses on required learning such as Anti-money Laundering, the Individual Accountability Framework and the new Consumer Protection Code 2025 

Free

IRISH FINANCIAL BROKER - KNOWLEDGE LIBRARY(Everything you need to know to run a Compliant Brokerage)

This is a Programme of 5 min micro-talks to teach Financial Brokers everything they need to know from an Operational, Compliance and Regulatory standpoint to build a fully compliant business. Talks include: 1. Financial Broker Regulation Universe 2. Building "Best-in-class" Client Service workflows for each firm type (e.g. Life Assurance, Pensions, etc..) 3. The 14 Roles of Compliance and building a fully compliant business  4. Access to purchase 1 hour CPD courses on required learning such as Anti-money Laundering, the Individual Accountability Framework and the new Consumer Protection Code 2025 

Free

IRISH FINANCIAL BROKER - KNOWLEDGE LIBRARY(All 5min Talks and all 1hr CPD Courses)

This is a Programme of 5 min micro-talks and 1 hour CPD courses to teach Financial Brokers everything they need to know from an Operational, Compliance and Regulatory standpoint to build a fully compliant business. Talks and Courses include: 1. Financial Broker Regulation Universe 2. Building "Best-in-class" Client Service workflows for each firm type (e.g. Life Assurance, Pensions, etc..) 3. The 14 Roles of Compliance and building a fully compliant business  4. 1 hour CPD courses on required learning such as Anti-money Laundering, the Individual Accountability Framework and the new Consumer Protection Code 2025 

€125,00 EUR every year

Regulation Subject Matter Expert Course - ANTI-MONEY LAUNDERING REGULATION (1hr CPD)

  DESCRIPTION This course covers every rule of Irish Anti-Money Laundering enabling the student to implement an Anti-money Laundering Project in a Bank. SUITABLE: Suitable for employees in compliance, financial services, consultants, lawyers, etc.. SUMMARY: This course teaches down to a Rule level including: 1. An introduction to Anti-money Laundering Regulation (layering etc..) 2. The AML Documents that make up Irish AML Regulation 3. AML Ops Process an how it interacts with Advising Clients and the Provision of Information 4. Breakdown on each Reg Document highlighting the rules that impact Advising Clients and the Provision of Information 5. The Criminal Justice Act 2005/2010/2013/2018/ AML Guidelines, etc.. LENGTH & FORMAT: 1 hour on-line lectures and Exam CPD ACCREDITED:  Yes  COST: 50 Euro p.a.

€25,00 EUR every year

Regulation Subject Matter Expert Course - CONSUMER PROTECTION CODE 2025 (1hr CPD)

 DESCRIPTION This course covers every rule of Consumer Protection Code enabling the student to implement a Consumer Protection Code Project in a Bank. SUITABLE: Suitable for employees in compliance, financial services, consultants, lawyers, etc.. SUMMARY: This course teaches down to a Rule level including:  Post-Sale information requirements, Rebates and claims processing, Arrears handling, Advertising, Errors and complaints resolution, Records and compliance, etc.. LENGTH & FORMAT: 1 hour on-line lectures and Exam CPD ACCREDITED:  Yes  COST: 25 Euro p.a. 

€25,00 EUR every year