IRISH FINANCIAL BROKER - KNOWLEDGE LIBRARY

This is an introduction Programme of 5 min micro-talks and 1 hour CPD courses to teach Financial Brokers everything they need to know from an Operational, Compliance and Regulatory standpoint to build a fully compliant business. Talks and Courses include:

1. Financial Broker Regulation Universe

2. Building "Best-in-class" Client Service workflows for each firm type (e.g. Life Assurance, Pensions, etc..)

3. The 14 Roles of Compliance and building a fully compliant business 

4. 1 hour CPD courses on required learning such as Anti-money Laundering, the Individual Accountability Framework and the new Consumer Protection Code 2025