All you need to build an IAF compliant Investment Firm (Pensions)

The IAF Regulation stipulates that firms and PCF's need to be on top of their Operational Processes and Regulatory Obligations or their Management and Firms Risk getting fined. Ensure all employees are aware of these obligations by adding the following capabilities to your FINANCIAL KNOWLEDGE PASSPORT. 

Career Development/Operational Readiness Courses

Business Leader Course - IRISH INVESTMENT FIRMS (PENSIONS)

DESCRIPTION: This course teaches everything a Business Leader of an Irish Investment Firm needs to know about building a business to service and protect consumers or an employee or consultant everything they need to know about working in one. SUITABLE: Suitable for employees in retail investment firms, financial services, consultants, lawyers, etc.. SUMMARY:  The course has 3 modules: Investment Business Theory (how an investment business works to service clients) Operations Framework ( the controls framework to build around your business to protect customers) Regulatory Universe (the Key Regulations to comply with to protect consumers) LENGTH & FORMAT: 2 hours on-line Lectures and Exam CPD ACCREDITED:  Yes (2 hours CPD Credits)

€200,00 EUR

Regulation Subject Matter Expert Course - CONSUMER PROTECTION CODE 2025 (1hr CPD)

 DESCRIPTION This course covers every rule of Consumer Protection Code enabling the student to implement a Consumer Protection Code Project in a Bank. SUITABLE: Suitable for employees in compliance, financial services, consultants, lawyers, etc.. SUMMARY: This course teaches down to a Rule level including:  Post-Sale information requirements, Rebates and claims processing, Arrears handling, Advertising, Errors and complaints resolution, Records and compliance, etc.. LENGTH & FORMAT: 1 hour on-line lectures and Exam CPD ACCREDITED:  Yes  COST: 25 Euro p.a. 

€25,00 EUR every year

Regulation Subject Matter Expert Course - ANTI-MONEY LAUNDERING REGULATION (1hr CPD)

  DESCRIPTION This course covers every rule of Irish Anti-Money Laundering enabling the student to implement an Anti-money Laundering Project in a Bank. SUITABLE: Suitable for employees in compliance, financial services, consultants, lawyers, etc.. SUMMARY: This course teaches down to a Rule level including: 1. An introduction to Anti-money Laundering Regulation (layering etc..) 2. The AML Documents that make up Irish AML Regulation 3. AML Ops Process an how it interacts with Advising Clients and the Provision of Information 4. Breakdown on each Reg Document highlighting the rules that impact Advising Clients and the Provision of Information 5. The Criminal Justice Act 2005/2010/2013/2018/ AML Guidelines, etc.. LENGTH & FORMAT: 1 hour on-line lectures and Exam CPD ACCREDITED:  Yes  COST: 50 Euro p.a.

€25,00 EUR every year

Regulation Consultant Course - INDIVIDUAL ACCOUNTABILITY FRAMEWORK

  DESCRIPTION: This course covers every rule of Individual Accountability Framework enabling the student to implement an Individual Accountability Framework Project in a Bank. SUITABLE: Suitable for employees in compliance, financial services, consultants, lawyers, etc.. SUMMARY: This course teaches down to a Rule level including:  SEAR, Certification procedure, Business Standards, Additional Conduct Standards, Common Conduct Standards, Management Responsibility Maps, Management Responsibility Waterfall and much more... LENGTH & FORMAT: 3 hours on-line Lectures and Exam CPD ACCREDITED:  Yes   

€50,00 EUR