IRISH FINANCIAL BROKER - 5m MICRO-TALK KNOWLEDGE LIBRARY
This is a Programme of 5 min micro-talks to teach Financial Brokers everything they need to know from an Operational, Compliance and Regulatory standpoint to build a fully compliant business. Talks and Courses include:
1. Financial Broker Regulation Universe
2. Building "Best-in-class" Client Service workflows for each firm type (e.g. Life Assurance, Pensions, etc..)
3. The 14 Roles of Compliance and building a fully compliant businessĀ
4. 5 min micro-talks on all the Core Regulations that a Financial Broker needs to comply with
1 hour CPD courses on required learning such as Anti-money Laundering, the Individual Accountability Framework and the new Consumer Protection Code 2025 are coming in the next week...